Friday, November 12, 2021

Index K

 Khan, Abdul Qadeer

Abdul Qadeer Khan (b. April 1, 1936, Bhopal, Bhopal State, British India – d. October 10, 2021, Islamabad, Pakistan), known as A. Q. Khan, was a Pakistani nuclear physicist and metallurgical engineer who is colloquially known as the "father of Pakistan's atomic weapons program". 

An emigre from India who migrated to Pakistan in 1952, Khan was educated in the metallurgical engineering departments of Western European technical universities where he pioneered studies in phase transitions of metallic alloys, uranium metallurgy, and isotope separation based on gas centrifuges. After learning of India's "Smiling Buddha" nuclear test in 1974, Khan joined his nation's clandestine efforts to develop atomic weapons when he founded the Khan Research Laboratories (KRL) in 1976 and was both its chief scientist and director for many years.

In January 2004, Khan was subjected to a debriefing by the Musharraf administration over evidence of nuclear proliferation handed to them by the Bush administration of the United States.  Khan admitted his role in running the proliferation network – only to retract his statements in later years when he levelled accusations at the former administration of Pakistan's Prime Minister Benazir Bhutto in 1990, and also directed allegations at President Musharraf over the controversy in 2008.

Khan was accused of selling nuclear secrets illegally and was put under house arrest in 2004, when he confessed to the charges and was pardoned by then President Pervez Musharraf. After years of house arrest, Khan successfully filed a lawsuit against the Federal Government of Pakistan at the Islamabad High Court whose verdict declared his debriefing unconstitutional and freed him on February 6, 2009.  The United States reacted negatively to the verdict and the Obama administration issued an official statement warning that Khan still remained a "serious proliferation risk".

Abdul Qadeer Khan was born on April 1, 1936 in Bhopal, a city then in the erstwhile British Indian princely state of Bhopal State, and now the capital city of Madhya Pradesh. His family is of Pashtun origin.  His father, Abdul Ghafoor, was a schoolteacher who once worked for the Ministry of Education, and his mother, Zulekha, was a housewife with a very religious mindset.  His older siblings, along with other family members, had emigrated to Pakistan during the bloody partition of India (splitting off the independent state of Pakistan) in 1947.  His siblings would often write to Khan's parents about the new life they had found in Pakistan.

After his matriculation from a local school in Bhopal, in 1952 Khan emigrated from India to Pakistan on the Sind Mail train, partly due to the reservation politics at that time, and religious violence in India during his youth had left an indelible impression on his world view. Upon settling in Karachi with his family, Khan briefly attended the D. J. Science College before transferring to the University of Karachi, where he graduated in 1956 with a Bachelor of Science (BSc) in physics with a concentration on solid-state physics. 

From 1956 to 1959, Khan was employed by the Karachi Metropolitan Corporation (city government) as an Inspector of weights and measures, and applied for a scholarship that allowed him to study in West Germany.  In 1961, Khan departed for West Germany to study material science at the Technical University in West Berlin,  where he academically excelled in courses in metallurgy, but left West Berlin when he switched to the Delft University of Technology in the Netherlands in 1965.

In 1962, while on vacation in The Hague, he met Henny – a British passport holder who had been born in South Africa to Dutch expatriates. She spoke Dutch and had spent her childhood in Africa before returning with her parents to the Netherlands where she lived as a registered foreigner. In 1963, he married Henny in a modest Muslim ceremony at Pakistan's embassy in The Hague. Khan and Henny together had two daughters.

In 1967, Khan obtained an engineer's degree in materials technology – an equivalent to a Master of Science (MS) offered in English-speaking nations such as Pakistan – and joined the doctoral program in metallurgical engineering at the Katholieke Universiteit Leuven in Belgium.  Khan worked under Belgian professor Martin J. Brabers at Leuven University, who supervised his doctoral thesis which Khan successfully defended, and graduated with a Doctor of Engineering degree in metallurgical engineering in 1972.  His thesis included fundamental work on martensite and its extended industrial applications in the field of graphene morphology.  

In 1972, Khan joined the Physics Dynamics Research Laboratory, an engineering firm based in Amsterdam, from Brabers's recommendation. The FDO was a subcontractor for the Urenco Group which was operating a uranium enrichment plant in Almelo and employed a gaseous centrifuge method to assure a supply of nuclear fuel for nuclear power plants in the Netherlands. Soon after, Khan left FDO when Urenco offered him a senior technical position, initially conducting studies on the uranium metallurgy.

Uranium enrichment is an extremely difficult process because uranium in its natural state is composed of just 0.71% of uranium-235 (U235), which is a fissile material, 99.3% of uranium-238 (U238), which is non fissile, and 0.0055% of uranium-234 (U234), a  decay product which is also a non fissile.  The Urenco Group utilized the Zippe-type of centrifugal method to electromagnetically separate the isotopes U234, U235, and U238 from sublimed raw uranium by rotating the uranium hexafluoride (UF6) gas at up to ~100,000 revolutions per minute (rpm). Khan, whose work was based on physical metallurgy of the uranium metal, eventually dedicated his investigations on improving the efficiency of the centrifuges by 1973–74.

Upon learning of India's surprise nuclear test, 'Smiling Buddha', in May 1974, Khan wanted to contribute to efforts to build an atomic bomb and met with officials at the Pakistani Embassy in The Hague, who dissuaded him by saying it was "hard to find" a job in PAEC (Pakistan Atomic Energy Commission) as a "metallurgist". In August 1974, Khan wrote a letter which went unnoticed, but he directed another letter through the Pakistani ambassador to the Prime Minister's Secretariat in September 1974.

Unbeknownst to Khan, his nation's scientists were already working towards the development of an atomic bomb under a secretive crash weapons program since January 20, 1972, that was being directed by Munir Ahmad Khan, a reactor physicist. After reading his letter, Prime Minister Zulfikar Ali Bhutto had his military secretary run a security check on Khan, who was unknown at that time, for verification and asked PAEC to dispatch a team under Bashiruddin Mahmood that met Khan at his family home in Almelo and gave him Bhutto's letter to meet him in Islamabad. Upon arriving in December 1974, Khan took a taxi straight to the Prime Minister's Secretariat.  He met with Prime Minister Bhutto in the presence of Ghulam Ishaq Khan, Agha Shahi, and Mubashir Hassan where he explained the significance of highly enriched uranium, with the meeting ending with Bhutto's remark: "He seems to make sense."

The next day, Khan met with Munir Ahmad and other senior scientists where he focused the discussion on production of highly enriched uranium (HEU), against weapon-grade plutonium, and explained to Bhutto why he thought the idea of "plutonium" would not work.  Later, Khan was advised by several officials in the Bhutto administration to remain in the Netherlands to learn more about centrifuge technology but continue to provide consultation on the Project-706 enrichment program led by Mahmood.  By December 1975, Khan was given a transfer to a less sensitive section when Urenco Group became suspicious of his indiscreet open sessions with Mahmood to instruct him on centrifuge technology. Khan began to fear for his safety in the Netherlands, ultimately insisting on returning home.

In April 1976, Khan joined the atomic bomb program and became part of the enrichment division, initially collaborating with Khalil Qureshi -- a physical chemist. Calculations performed by Khan were valuable contributions to centrifuges and a vital link to nuclear weapon research, but Khan continued to push for his ideas for development of weapon-grade uranium even though it had a low priority, with most efforts still aimed to produce military-grade plutonium.  Because of his interest in uranium metallurgy and his frustration at having been passed over for director of the uranium division (the job was instead given to Bashiruddin Mahmood), Khan refused to engage in further calculations and caused tensions with other researchers.  Khan became highly unsatisfied and bored with the research led by Mahmood – finally, he submitted a critical report to Bhutto, in which he explained that the "enrichment program" was nowhere near success.

Upon reviewing the report, Bhutto sensed a great danger as the scientists were split between military-grade uranium and plutonium and informed Khan to take over the enrichment division from Mahmood, who separated the program from PAEC by founding the Engineering Research Laboratories (ERL). The ERL functioned directly under the Army's Corps of Engineers, with Khan being its chief scientist, and the army engineers located the national site at isolated lands in Kahuta for the enrichment program as an ideal site for preventing accidents.

The PAEC did not forgo its electromagnetic isotope separation program, and a parallel program was led by G. D. Alam at the Air Research Laboratories (ARL) located at Chaklala Air Force Base, even though Alam had not seen a centrifuge, and only had a rudimentary knowledge of the Manhattan Project.  During this time, Alam accomplished a great feat by perfectly balancing the rotation of the first generation of centrifuge to ~30,000 rpm and was immediately dispatched to ERL which was suffering from many setbacks in setting up its own program under Khan's direction based on centrifuge technology dependent on Urenco's methods. Khan eventually committed to work on problems involving the differential equations concerning the rotation around fixed axis to perfectly balance the machine under influence of gravity and the design of first generation of centrifuges became functional after Khan and Alam succeeded in separating the 235U and 238U isotopes from raw natural uranium.

In the military circles, Khan's scientific ability was well recognized and he was often known by his moniker "Centrifuge Khan" and the national laboratory was renamed after him upon the visit of President Muhammad Zia-ul-Haq in 1983.  In spite of his role, Khan was never in charge of the actual designs of the nuclear devices, their calculations, and eventual weapons testing which remained under the directorship of Munir Ahmad Khan and the PAEC.

The PAEC's senior scientists who worked with him and under him remember him as "an egomaniacal lightweight" given to exaggerating his scientific achievements in centrifuges. At one point, Munir Khan said that, "most of the scientists who work on the development of atomic bomb projects were extremely 'serious'. They were sobered by the weight of what they don't know; Abdul Qadeer Khan is a showman." During the timeline of the bomb program, Khan published papers on the analytical mechanics of balancing of rotating masses and thermodynamics with mathematical rigor to compete, but still failed to impress his fellow theorists at PAEC, generally in the physics community. In later years, Khan became a staunch critic of Munir Khan's research in physics, and on many occasions tried unsuccessfully to belittle Munir Khan's role in the atomic bomb projects. Their scientific rivalry became public and widely popular in the physics community and seminars held in the country over the years.

Many of Khan's theorists were unsure that military-grade uranium would be feasible on time without the centrifuges, since Alam had notified PAEC that the "blueprints were incomplete" and "lacked the scientific information needed even for the basic gas-centrifuges." Calculations by Tasneem Shah, and confirmed by Alam, showed that Khan's earlier estimation of the quantity of uranium needing enrichment for the production of weapon-grade uranium was possible, even with the small number of centrifuges deployed.

Khan stole the designs of the centrifuges from Urenco Group. However, they were riddled with serious technical errors, and while he bought some components for analysis, they were broken pieces, making them useless for quick assembly of a centrifuge.  Its separative work unit  (SWU) rate was extremely low, so that it would have to be rotated for thousands of RPMs at the cost of millions of taxpayers money, Alam maintained. Though Khan's knowledge of copper metallurgy greatly aided the innovation of centrifuges,it was the calculations and validation that came from his team of fellow theorists, including mathematician Tasneem Shah and Alam, who solved the differential equations concerning rotation around a fixed axis under the influence of gravity, which led Khan to come up with the innovative centrifuge designs.

Scientists have said that Khan would have never got any closer to success without the assistance of Alam and others. The issue is controversial. Khan maintained to his biographer that when it came to defending the "centrifuge approach" and really putting work into it, both Shah and Alam refused.

Khan was also very critical of PAEC's concentrated efforts towards developing a plutonium "implosion-type" nuclear devices and provided strong advocacy for the relatively simple "gun-type" device that only had to work with high-enriched uranium – a design concept of gun-type device he eventually submitted to the Ministry of Energy (MoE) and the Ministry of Defense (MoD).  Khan downplayed the importance of plutonium despite many of the theorists maintaining that "plutonium and the fuel cycle has its significance", and he insisted on the uranium route to the Bhutto administration when France's offer for an extraction plant was in the offing.

Though he had helped to come up with the centrifuge designs, and had been a long-time proponent of the concept, Khan was not chosen to head the development project to test his nation's first nuclear-weapons (his reputation of a thorny personality likely played a role in this) after India conducted its series of nuclear tests, "Pokhran-II" in 1998.  Intervention by the Chairman of the Joint Chiefs, General Jehangir Karamat,  allowed Khan to be a participant and eye-witness his Pakistan's first nuclear test, "Chagai-I" in 1998. At a news conference, Khan confirmed the testing of the boosted fission devices while stating that it was KRL's highly enriched uranium (HEU) that was used in the detonation of Pakistan's first nuclear devices on May 28, 1998.

Many of Khan's colleagues were irritated that he seemed to enjoy taking full credit for something he had only a small part in, and in response, he authored an article, "Torch-Bearers", which appeared in The News International, emphasizing that he was not alone in the weapon's development. He made an attempt to work on the Teller-Ulam design for the hydrogen bomb, but the military strategists had objected to the idea as it went against the government's policy of minimum credible deterrence. 

In the 1970s, Khan had been very vocal about establishing a network to acquire imported electronic materials from the Dutch firms and had very little trust of PAEC's domestic manufacturing of materials, despite the government accepting PAEC's arguments for the long term sustainability of the nuclear weapons program.  At one point, Khan reached out to the People's Republic of China for acquiring the uranium hexafluoride (UF6) when he attended a conference there – the Pakistani Government sent it back to the People's Republic of China, asking KRL to use the UF6 supplied by PAEC.

In 1982, an unnamed Arab country reached out to Khan for the sale of centrifuge technology. Khan was very receptive to the financial offer, but one scientist alerted the Zia administration which investigated the matter, only for Khan to vehemently deny such an offer was made to him. The Zia administration tasked Major-General Ali Nawab, an engineering officer, to keep surveillance on Khan, which he did until 1983 when he retired from his military service, and Khan's activities went undetected for several years after.

In 1979, the Dutch government eventually probed Khan on suspicion of nuclear espionage but he was not prosecuted due to lack of evidence.  However, the Dutch government did file a criminal complaint against him in a local court in Amsterdam, which sentenced him in absentia in 1985 to four years in prison. Upon learning of the sentence, Khan filed an appeal through his attorney, S. M. Zafar, who teamed up with the administration of Leuven University, and successfully argued that the technical information requested by Khan was commonly found and taught in undergraduate and doctoral physics at the university.  The court subsequently exonerated Khan by overturning his sentence on a legal technicality. Reacting to the suspicions of espionage, Khan stressed that: "I had requested for it as we had no library of our own at KRL, at that time. All the research work [at Kahuta] was the result of our innovation and struggle. We did not receive any technical 'know-how' from abroad, but we cannot reject the use of books, magazines, and research papers in this connection."

In 1979, the Zia administration, which was making an effort to keep their nuclear capability discreet to avoid pressure from the Reagan administration of the United States, nearly lost its patience with Khan when he reportedly attempted to meet with a local journalist to announce the existence of the enrichment program. During the Indian Operation Brasstacks military exercise in 1987, Khan gave another interview to local press and stated: "the Americans had been well aware of the success of the atomic quest of Pakistan", allegedly confirming the speculation of technology export.  At both instances, the Zia administration sharply denied Khan's statement and a furious President Zia met with Khan and used a "tough tone", promising Khan severe repercussions had he not retracted all of his statements, which Khan immediately did by contacting several news correspondents.

In 1996, Khan again appeared on his country's news channels and maintained that "at no stage was the program of producing 90% weapons-grade enriched uranium ever stopped", despite Benazir Bhutto's administration reaching an understanding with the United States Clinton administration to cap the program to three percent (3%) enrichment in 1990.

The innovation and improved designs of centrifuges were marked as classified for export restriction by the Pakistan government, though Khan was still in possession of earlier designs of centrifuges from when he worked for Urenco Group in the 1970s. In 1990, the United States alleged that highly sensitive information was being exported to North Korea in exchange for rocket engines. On multiple occasions, Khan levelled accusations against Benazir Bhutto's administration of providing secret enrichment information, on a compact disc (CD), to North Korea; these accusations were denied by Benazir Bhutto's staff and military personnel.

Between 1987 and 1989, Khan secretly leaked knowledge of centrifuges to Iran without notifying the Pakistan Government, although this issue is a subject of political controversy. In 2003, the European Union pressured Iran to accept tougher inspections of its nuclear program and the International Atomic Energy Agency (IAEA) revealed an enrichment facility in the city of Natanz, Iran, utilizing gas centrifuges based on the designs and methods used by the Urenco Group. The IAEA inspectors quickly identified the centrifuges as P-1 types, which had been obtained "from a foreign intermediary in 1989", and the Iranian negotiators turned over the names of their suppliers, which identified Khan as one of them.

In 2003, Libya negotiated with the United States to roll back its nuclear program to have economic sanctions lifted, effected by the Iran and Libya Sanctions Act, and shipped centrifuges to the United States that were identified as P-1 models by the American inspectors. Ultimately, the Bush administration launched its investigation of Khan, focusing on his personal role, when Libya handed over a list of its suppliers.

Starting in 2001, Khan served as an adviser on science and technology in the Musharraf administration and became a public figure who enjoyed much support from his country's political conservative sphere.  In 2003, the Bush administration reportedly turned over evidence of a nuclear proliferation network that implicated Khan's role to the Musharraf administration. Khan was dismissed from his post on January 31, 2004.  On February 4, 2004, Khan appeared on Pakistan Television (PTV) and confessed to running a proliferation ring, and transferring technology to Iran between 1989 and 1991, and to North Korea and Libya between 1991 and 1997. The Musharraf administration avoided arresting Khan but launched security hearings on Khan who confessed to the military investigators that former Chief of Army Staff General Mirza Aslam Beg had given authorization for technology transfer to Iran.

On February 5, 2004, President Pervez Musharraf issued a pardon to Khan as he feared that the issue would be politicized by his political rivals. Despite the pardon, Khan, who had strong conservative support, had badly damaged the political credibility of the Musharraf administration and the image of the United States which was attempting to win the hearts and minds of local populations during the height of the insurgency in Khyber Pakhtunkhwa. While the local television news media aired sympathetic documentaries on Khan, the opposition parties in the country protested so strongly that the United States Embassy in Islamabad was compelled to point out to the Bush administration that the successor to Musharraf could be less friendly towards the United States. This revelation restrained the Bush administration from applying further direct pressure on Musharraf due to a strategic calculation that it might cause the loss of Musharraf as an ally.

In December 2006, the Weapons of Mass Destruction Commission (WMDC), headed by Hans Blix, stated that Khan could not have acted alone "without the awareness of the Pakistan Government". Blix's statement was also reciprocated by the United States government, with one anonymous American government intelligence official quoted by independent journalist and author Seymour Hersh: "Suppose if Edward Teller had suddenly decided to spread nuclear technology around the world. Could he really do that without the American government knowing?".

In 2007, United States and European Commission politicians as well as IAEA officials made several strong calls to have Khan interrogated by IAEA investigators, given the lingering skepticism about the disclosures made by Pakistan.  However, Prime Minister Shaukat Aziz, who remained supportive of Khan and spoke highly of him, strongly dismissed the calls by terming it as "case closed".

In 2008, the security hearings were officially terminated by Joint Chiefs of Staff Chairman General Tariq Majid who marked the details of debriefings as "classified". In 2008, in an interview, Khan laid the whole blame on former President Pervez Musharraf, and labelled Musharraf as the "Big Boss" for proliferation deals. In 2012, Khan also implicated Benazir Bhutto's administration in proliferation matters, pointing to the fact as she had issued "clear directions in thi[s] regard."

Khan's strong advocacy for nuclear sharing of technology eventually led to his ostracization by much of the scientific community.  Nevertheless, Khan was still quite welcome in his country's political and military circles. After leaving the directorship of the Khan Research Laboratories in 2001, Khan briefly joined the Musharraf administration as a policy adviser on science and technology on a request from President Musharraf. In this capacity, Khan promoted increased defense spending on his nation's missile program to counter the perceived threats from the Indian missile program and advised the Musharraf administration on space policy. He presented the idea of using the Ghauri missile system as an expendable launch system to launch satellites into space.

At the height of the proliferation controversy in 2007, Khan was paid tribute by Prime Minister Shaukat Aziz on state television.  While commenting in the last part of his speech, Aziz stressed: "The services of [nuclear] scientist ... Dr. [Abdul] Qadeer Khan are "unforgettable" for the country".

In the 1990s, Khan secured a fellowship with the Pakistan Academy of Sciences  – he served as its president in 1996–97. Khan published two books on material science and started publishing his articles from KRL in the 1980s. Gopal S. Upadhyaya, an Indian metallurgist who attended Khan's conference and met him along with Kuldip Nayar, reportedly described Khan as being a proud Pakistani who wanted to show the world that scientists from Pakistan are inferior to no one in the world. Khan also served as project director of Ghulam Ishaq Khan Institute of Engineering Sciences and Technology and briefly served as a tenured professor of physics before joining the faculty of the Hamdard University; where he remained on the board of directors of the university until his death in 2021. Later, Khan helped established the A. Q. Khan Institute of Biotechnology and Genetic Engineering at Karachi University. 

In 2012 Khan announced the formation of a conservative political advocacy group, Tehreek-e-Tahaffuz-e-Pakistan (Movement for the Protection of Pakistan). It was subsequently dissolved in 2013.

In August 2021, Khan was admitted to Khan Research Laboratories Hospital after testing positive for COVID-19. Khan died on October 10, 2021, at the age of 85 after being transferred to a hospital in Islamabad with lung problems. He was given a state funeral at the Faisal Mosque before being buried at the H-8 graveyard in Islamabad.

The Prime Minister of Pakistan, Imran Khan, expressed grief over his death in a tweet, adding that "for the people of Pakistan he was a national icon". President of Pakistan Arif Alvi also expressed sadness adding that "a grateful nation will never forget his services".

During his time in the atomic bomb project, Khan pioneered research in the thermal quantum field theory and condensed matter physics, while he co-authored articles on chemical reactions of the highly unstable isotope particles in the controlled physical system. He maintained his stance on the use of controversial technological solutions to both military and civilian problems, including the use of military technologies for civilian welfare. Khan also remained a vigorous advocate for a nuclear testing program and defense strength through nuclear weapons. He justified Pakistan's nuclear deterrence program as sparing his country the fate of Iraq or Libya. In an interview in 2011, Khan maintained his stance on peace through strength and vigorously defended the nuclear weapons program as part of the deterrence policy:

[P]akistan's motivation for nuclear weapons arose from a need to prevent "nuclear blackmail" by India. Had Iraq and Libya been nuclear powers, they wouldn't have been destroyed in the way we have seen recently. ... If (Pakistan) had an [atomic] capability before 1971, we [Pakistanis] would not have lost half of our country after a disgraceful defeat.

— Abdul Qadeer Khan, statement on May 16, 2011, published in Newsweek

During his work on the nuclear weapons program and onwards, Khan faced heated and intense criticism from his fellow theorists, most notably Pervez Hoodbhoy who contested his scientific understanding in quantum physics. In addition, Khan's false claims that he was the "father" of the atomic bomb project since its inception and his personal attacks on Munir Ahmad Khan caused even greater animosity from his fellow theorists, and most particularly, within the general physics community, such as the Pakistan Physics Society.  

Nevertheless, in spite of the proliferation controversy and his volatile personality, Khan remained a popular public figure and has been as a symbol of national pride with many in Pakistan who see him as a national hero. While Khan was bestowed with many medals and honors by the federal government and universities in Pakistan, Khan also remains the only citizen of Pakistan to have been honored twice with the Nishan-e-Imtiaz. the highly restricted and prestigious award roughly equivalent to the Presidential Medal of Freedom (United States) and the Order of the British Empire (United Kingdom).

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Kindi, Abu Yusuf Ya‘qub ibn Ishaq al-
Kindi, Abu Yusuf Ya‘qub ibn Ishaq al- (Abu Yusuf Ya‘qub ibn Ishaq al-Kindi) (Yaqub ibn Ishaq al-Kindi)(Alkindus) (c.801-873).  Arab scholar and philosopher.  He was a companion of the ‘Abbasid Caliphs al-Ma’mun and al-Mu‘tasim, and probably had a tendency towards Mu‘tazilism.  He is known as “the philosopher of the Arabs,” and has survived as a universal scholar and as an astrologer.  He is among a small number of Muslim scientists who made original contributions in many various fields.  Al-Kindi was a philosopher, astronomer, physician, mathematician, physicist, and geographer.  He also was an expert in music.

Al-Kindi was born Abu Yusuf Ya‘qub ibn Ishaq al-Kindi in Basra [Kufa?] in what is today Iraq.  His father worked for Khalifah (Caliph) Harun al-Rashid. He was educated in Baghdad.  It was in the latter city that he spent his life and died. Acclaimed  “philosopher of the Arabs,” he is said by one famous medieval biographer to have been renowned for his excursions into Greek, Persian, and Indian wisdom and for his detailed knowledge of astronomy.  Another medieval biographer claims that al-Kindi was exceedingly knowledgeable in medicine, philosophy, arithmetic, logic, and geometry, in addition to being skilled as a translator and editor of Greek philosophical works.  Moreover, in a famous medieval collection of wisdom literature, it is reported that al-Kindi served in the Abbasid court under the caliphs al-Ma’mun (r. 813-833) and al-Mu‘tasim (r. 833-842) as a tutor and was pre-eminent as an astrologer.  The list of his books is extensive and, although he is not known to have been schooled in the traditional Islamic sciences, includes works that focus on subjects of a theological and jurisprudential character.

Al-Kindi was the first physician who systematically determined the dosage for most drugs.  It greatly helped in the development of dosage standards (prescriptions) for patients.  In the field of Chemistry, al-Kindi argued that base metals cannot be converted to precious metals and that chemical reactions cannot produce transformation of basic elements.  He made important contributions to the Arabic system of numerals.  In addition, he contributed to spherical geometry while assisting al-Khwarizmi in astronomical studies.  Al-Kindi’s original work provided the foundation for modern arithmetic.  He also made original contributions to geometrical optics, a special field of physics, and wrote a book on it.  Several centuries later, al-Kindi’s work inspired Roger Bacon.

Al-Kindi researched on the scientific aspects of music.  He stated that the various notes that combine to produce harmony have a specific pitch, and the degree of harmony depends on the frequency of notes.  Further, he provided a method for the determination of pitch.  Al-Kindi stated that when a sound is produced it generates waves in the air, which strike the eardrum.

Al-Kindi wrote more than two hundred forty books.  Among them are sixteen books on astronomy, twenty-two each on medicine and philosophy, twelve on physics, thirty-two on geometry, eleven on arithmetic, nine on logic, four on the number system, seven on music and five on psychology.  In addition, he wrote monographs on astronomical instruments, tides, rocks and precious stones.

Gerard of Cremona translated many of his scientific books into Latin. These books include Ikhtiyarat al-Ayyam, al-Mosiqa, Risalah dar Tanjim, Ilahyat-e Aristu, Mad-o-Jazr and Adviyah Murakkaba.  Al-Kindi’s influence on the development of physics, mathematics, medicine, philosophy and music lasted for several centuries. 

Although he is credited with over 200 works, less than a tenth have come down to the present.  Today, al-Kindi is remembered primarily as the author of a treatise on metaphysics, Fi al-Falsafat al-Ula (On First Philosophy).  However, it is his Treatise on the Utterances of Socrates -- his Risala fi Alfaz Suqrat -- which is all but ignored, that contains the seminal foundation of Islamic political thought.  

The Risala fi Alfaz Suqrat can be characterized as a turning back from the apparent assuredness of Aristotle to the tentative probing of Socrates.  Differently stated, al-Kindi’s reflections on Plato and Aristotle led him to praise the life of Socrates, the Socrates who had renounced physical and metaphysical speculation in order to concentrate on the day-to-day speech and actions of his fellow citizens.  This choice allowed al-Kindi to provide for a limited kind of philosophical inquiry and at the same time to vouchsafe the claims of revelation.  Al-Kindi’s observations about Aristotle and Socrates may have influenced al-Razi’s later portrait of Socrates in the justly famous Kitab al-Sira al-Falsafiyya (Book on the Philosophic Life), thereby setting in motion the series of reflections that lead to al-Farabi’s founding of Islamic political philosophy. 

In the Risala fi Kammiyyat Kutub Aristutalis wa ma yuhtaj ilaih fi Tahsil al-Falsafa (Treatise on the Number of Aristotle’s Books and What Is Needed to Attain Philosophy), al-Kindi admits his inability to provide a rational account of human existence or its end and thus to ground political inquiry.  Even his Risala fi al-Hila li-Daf’ al-Ahzan (Treatise on the Device for Driving Away Sorrows), with its allegory of human existence, ends in a similar admission.

The allegory of the ship in al-Kindi’s Treatise on the Device for Driving Away Sorrows makes the broad point that all possessions, not merely superfluous ones, cause sorrow and threaten to harm us.  Our passage through this world of destruction, al-Kindi says, is like that of people embarked upon a ship “to a goal, their own resting place, that they are intent upon.”  When the ship stops so that the passengers may attend to their needs, some do so quickly and return to wide, commodious seats.  Others -- who also tend quickly to their needs but pause to gaze upon the beautiful surrounding sights and enjoy the delightful aromas -- return to narrower, less comfortable seats.  Yet others -- who tend to their needs but collect various objects along the way -- find oly cramped seating and are greatly discomforted by the objects they have gathered.  Finally, others wander far off from the ship, so immersed in the surrounding natural beauty and the objects to be collected that they forget their present need and even the purpose of the voyage.  Of these, those who hear the ship’s captain call and return before it sails, find terribly uncomfortable quarters. Others wander so far away that they never hear the captain’s call and, left behind, perish in horrible ways.  Those who return to the ship burdened with objects suffer so, due to their cramped quarters, the stench of their decaying possessions, and the effort they expend in caring for them, that most become sick and some even die. Only the first two groups arrive safely, though those in the second group are somewhat ill at ease due to their more narrow seats. 

For al-Kindi, those passengers who endanger themselves and others by their quest for possessions are like the unjust we encounter in daily life.  Conversely, the just must be those who attend to their needs or business quickly and do not permit themselves to become burdened with acquisitions or even to be side-tracked into momentary pleasures.  The passengers are all bound for their homeland, but it is not clear where they are heading.  At one point, al-Kindi claims that we are going to “the true world” and at another that the ship is supposed to bring us to “our true homelands.”   There is no doubt, however, that whether the destination be one or many, it can be reached only by acquiring the habits that eschew material possessions. 

The allegory emphasizes the voyage and the conduct of the passengers. But the vessel is no ship of state nor the captain its governor.  The ship is merely a vehicle of transport here, and the captain evinces no desire to police the passengers.   Nor is anything said about the route followed by the ship.  As one who calls to the passengers, however, the captain may be compared to a prophet.  Like a prophet, he calls only once.  Those who do not heed the call are left to their misery, even to their perdition.  Yet the content of the call is empty; it merely warns about the imminent departure of the ship.  The captain offers no guidance about what to bring or leave.  He merely calls. 

The compilation of sayings ascribed to al-Kindi in the Muntakhab Siwan al-Hikma and those he sets down in his Risala fi Alfaz Suqrat (Treatise on the Utterances of Socrates) also encourage the pursuit of the ascetic life.  In this work, al-Kindi and Socrates are portrayed as men aloof from the worldly concerns of most people.  As men who have learned to turn their thoughts away from possession and to think about how to live a truly free human life.    Each account consists of anecdotes and pithy statements attributed to Socrates and to al-Kindi respectively, some of which reinforce things said in the treatise about Aristotle’s philosophy and in the treatise about the avoidance of sorrows.


Abu Yusuf Ya'qub ibn Ishaq al-Kindi see Kindi, Abu Yusuf Ya‘qub ibn Ishaq al-
Yaqub ibn Ishaq al-Kindi see Kindi, Abu Yusuf Ya‘qub ibn Ishaq al-
Alkindus see Kindi, Abu Yusuf Ya‘qub ibn Ishaq al-
The Philosopher of the Arabs see Kindi, Abu Yusuf Ya‘qub ibn Ishaq al-



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